Head of Compliance
Location: Midtown Manhattan (5 days in-office)
Overview:
A rapidly growing FinTech firm that recently completed a successful Series B fundraising round is seeking their first fully dedicated Head of Compliance. With 38 employees globally (18 in NYC), the firm is registered with both the SEC and FINRA and is poised for its next phase of growth. This is a rare opportunity to build, shape, and lead a comprehensive legal and compliance function from the ground up.
Key Responsibilities:
Qualifications:
Compensation: $200K–$225K base + $75K–$100K cash bonus + equity (depending on experience)
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